ROC Filings & Compliance
Our ROC Filings & Compliance Services assist all types of entities registered with the Ministry of Corporate Affairs (MCA) in fulfilling their statutory compliance requirements. This includes Private Limited Companies, Public Limited Companies, One Person Companies (OPC), Section 8 Companies, Limited Liability Partnerships (LLP), and other MCA-registered entities. Timely and accurate filings are essential to maintain legal status and avoid penalties under applicable regulations.
We provide comprehensive support for annual filings, event-based filings, and statutory documentation required under the Companies Act, 2013 and LLP Act, 2008. Our team ensures that all required forms, records, and compliance documents are prepared and submitted within the prescribed timelines.
In addition, we assist businesses in maintaining proper statutory registers, compliance records, and corporate documentation, helping organizations follow good governance practices and regulatory standards.
Our Service Offerings Include:
• Filing of annual returns and financial statements with ROC
• Preparation and filing of forms such as AOC-4, MGT-7 / MGT-7A
• DIR-3 KYC filing for directors
• LLP compliance filings including Form 8 and Form 11
• Filing of event-based forms such as change in directors/partners, registered office, share capital, or management details
• Maintenance of statutory registers and MCA compliance records
• Drafting of board resolutions and compliance documentation
• Advisory on MCA compliance requirements
• Assistance in responding to ROC notices and regulatory queries
Through our ROC Filings & Compliance Services, we help all MCA-registered entities maintain proper statutory compliance, ensure timely regulatory reporting, and operate smoothly within the legal and corporate governance framework.


Gauna’s Management Consultants – Premier finance consulting, MSME compliance, and management consulting in Pune serving PAN India. Expert business consulting for sustainable growth.
4th Floor Office, Block-C, City Vista Tower B, Kharadi, Pune, Maharashtra 411014
Phone : +91 90966 23105
Email : info@gaunasconsultants.com